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WJB Capital Group Inc. Hid Firm’s Financial Distress

WJB Capital Group Inc. (“WJB Capital”), a privately-held broker-dealer, stopped trading in its New York, Boston, Denver and San Francisco offices when it ceased operations in January 2012. Recently, WJB Capital, and two of its executives, settled allegations raised by the Financial Industry Regulatory Authority, Inc. (“FINRA”) that the firm…

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