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Articles Posted in Pooled Investments

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SEC Publishes Its Requests for Industry Comment Regarding Its Regulation of Exchange Traded Products

On June 12, 2015, the Securities and Exchange Commission (“SEC”) solicited public comment on its approval and regulation of exchange traded products (“ETPs”).  ETPs are similar to open-ended mutual funds, but can be bought and sold throughout the day at market prices, rather than net-asset value.  ETPs include, but are…

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