On August 7, 2025, Lax, Neville & Intelisano, LLP won a FINRA arbitration award on behalf of James Dean (“Claimant”) against J.P. Morgan Securities LLC (“JP Morgan”) for claims involving unpaid incentive award cash compensation, deferred compensation restricted stock units (RSUs) and severance. Claimant asserted causes of action against JP…
A recent investigation and analysis into auto-callable structured products has uncovered massive losses for investors, with the 100 worst-performing ones collectively losing over $1 billion. To put that into perspective, that’s more than 55% of their original total value of $1.84 billion. This sheds light on the significant risks tied…
In May 29, 2015, J.P. Morgan Chase Bank, N.A. and J.P. Morgan Securities LLC (collectively “JPMorgan”) moved to renew a motion, before the United States District Court for the District of New Jersey, seeking a preliminary injunction (the “Motion”) against six (6) former registered representatives (the “Brokers”), who left JPMorgan…